103.3K XNAS Volume
XNAS 04 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Sherman Nicole B. | Director, President/CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 125,130 | 158,066 (0%) | 0% | 0 | Common Stock | |
| Michael Sventek | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 1,389 | 1,389 (0%) | 0% | 0 | Common Stock | |
| Cox Daniel D. | EVP/COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 8,315 | 68,404 (0%) | 0% | 0 | Common Stock | |
| Michael Sventek | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 6,250 | 12,500 (0%) | 0% | 0 | Common Stock | |
| Benke Robert | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 6,250 | 38,091 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 2,240 | 70,638 (0%) | 0% | 0 | Common Stock | |
| Robert Benke | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 2,083 | 31,841 (0%) | 0% | 0 | Common Stock | |
| Sherman B. Nicole | Director, President/CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 24,902 | 32,936 (0%) | 0% | 0 | Common Stock | |
| Sowers Courtney Evan | PRESIDENT/CEO - TRUST CO. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 2,708 | 11,345 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 6,721 | 77,359 (0%) | 0% | 0 | Common Stock | |
| Benke Robert | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 1,389 | 26,980 (0%) | 0% | 0 | Common Stock | |
| Sowers Evan Courtney | PRESIDENT/CEO - TRUST CO. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 8,125 | 19,470 (0%) | 0% | 0 | Common Stock | |
| Cox Daniel D. | EVP/COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 2,772 | 60,089 (0%) | 0% | 0 | Common Stock | |
| B. Sherman Nicole | Director, President/CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 5,534 | 8,034 (0%) | 0% | 0 | Common Stock | |
| Robert Benke | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 2,778 | 29,758 (0%) | 0% | 0 | Common Stock | |
| Sventek Michael | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 2,083 | 6,250 (0%) | 0% | 0 | Common Stock | |
| Sventek Michael | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 2,778 | 4,167 (0%) | 0% | 0 | Common Stock | |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 16 Sep 2024 | 600 | 600 (0%) | 0% | 4.8 | 2,892 | Common Stock |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.80 per share. | 16 Sep 2024 | 100 | 2,500 (0%) | 0% | 4.8 | 480 | Common Stock |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.81 per share. | 16 Sep 2024 | 300 | 2,400 (0%) | 0% | 4.8 | 1,444 | Common Stock |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 16 Sep 2024 | 200 | 2,100 (0%) | 0% | 4.8 | 963 | Common Stock |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 16 Sep 2024 | 600 | 1,900 (0%) | 0% | 4.8 | 2,892 | Common Stock |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 16 Sep 2024 | 545 | 1,300 (0%) | 0% | 4.8 | 2,627 | Common Stock |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 16 Sep 2024 | 55 | 755 (0%) | 0% | 4.8 | 265 | Common Stock |
| B. Nicole Sherman | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 16 Sep 2024 | 100 | 700 (0%) | 0% | 4.8 | 482 | Common Stock |
| Robert Benke | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 4.62 per share. | 01 Aug 2024 | 5,000 | 25,590 (0%) | 0% | 4.6 | 23,100 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 4.26 per share. | 03 May 2024 | 375 | 9,150 (0%) | 0% | 4.3 | 1,598 | Common Stock |
| Bess Wills | Director | Purchase of securities on an exchange or from another person at price $ 3.94 per share. | 02 May 2024 | 4,000 | 45,000 (0%) | 0% | 3.9 | 15,760 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 01 May 2024 | 1,000 | 20,421 (0%) | 0% | 3.8 | 3,750 | Common Stock |
| Robert Benke | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 3.83 per share. | 01 May 2024 | 5,000 | 15,994 (0%) | 0% | 3.8 | 19,150 | Common Stock |
| Patricia W. Eby | Director | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 30 Apr 2024 | 2,000 | 4,400 (0%) | 0% | 3.8 | 7,500 | Common Stock |
| Patricia W. Eby | Director | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 30 Apr 2024 | 5,000 | 22,000 (0%) | 0% | 3.8 | 18,750 | Common Stock |
| Daniel D. Cox | Acting President/CEO and COO | Purchase of securities on an exchange or from another person at price $ 3.90 per share. | 30 Apr 2024 | 1,300 | 56,195 (0%) | 0% | 3.9 | 5,070 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 4.70 per share. | 29 Feb 2024 | 1,021 | 19,421 (0%) | 0% | 4.7 | 4,799 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 4.80 per share. | 23 Feb 2024 | 1,000 | 18,400 (0%) | 0% | 4.8 | 4,800 | Common Stock |
| L. Nies Gerald | Director | Purchase of securities on an exchange or from another person at price $ 4.84 per share. | 23 Feb 2024 | 22,000 | 190,692 (0%) | 0% | 4.8 | 106,590 | Common Stock |
| Graham Stacey | Director | Purchase of securities on an exchange or from another person at price $ 4.75 per share. | 22 Feb 2024 | 400 | 8,775 (0%) | 0% | 4.8 | 1,900 | Common Stock |
| Eby W. Patricia | Director | Purchase of securities on an exchange or from another person at price $ 4.80 per share. | 22 Feb 2024 | 1,000 | 2,400 (0%) | 0% | 4.8 | 4,800 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 5.86 per share. | 17 Aug 2023 | 1,000 | 17,400 (0%) | 0% | 5.9 | 5,860 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 5.89 per share. | 17 Aug 2023 | 1,675 | 8,375 (0%) | 0% | 5.9 | 9,864 | Common Stock |
| Kevin J. Lycklama | Director, PRESIDENT/CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 07 Jul 2023 | 6,000 | 312,230 (1%) | 0% | 2.8 | 16,680 | Common Stock |
| Kevin J. Lycklama | Director, PRESIDENT/CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 7,873 | 320,103 (1%) | 0% | 0 | Common Stock | |
| Kevin J. Lycklama | Director, PRESIDENT/CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 35,430 | 355,533 (1%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 7,117 | 60,375 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 2,372 | 53,258 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 2,382 | 59,684 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 7,145 | 66,829 (0%) | 0% | 0 | Common Stock | |
| Tracie Jellison | EVP/CRBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 6,387 | 15,421 (0%) | 0% | 0 | Common Stock | |
| Tracie Jellison | EVP/CRBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 2,129 | 9,034 (0%) | 0% | 0 | Common Stock | |
| Courtney Evan Sowers | PRESIDENT/CEO - TRUST CO. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 2,879 | 2,879 (0%) | 0% | 0 | Common Stock | |
| Courtney Evan Sowers | PRESIDENT/CEO - TRUST CO. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2023 | 5,801 | 8,680 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 29 Jun 2023 | 1,511 | 52,480 (0%) | 0% | 2.8 | 4,201 | Common Stock |
| Daniel D. Cox | EVP/CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 06 Jun 2023 | 1,511 | 38,186 (0%) | 0% | 2.8 | 4,201 | Common Stock |
| Daniel D. Cox | EVP/CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Jun 2023 | 1,511 | 0 | - | - | Stock Option (Right to Buy) | |
| Steven P. Plambeck | EVP/CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 05 Jun 2023 | 1,511 | 37,138 (0%) | 0% | 2.8 | 4,201 | Common Stock |
| Steven P. Plambeck | EVP/CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Jun 2023 | 1,511 | 0 | - | - | Stock Option (Right to Buy) | |
| Bess Wills | Director | Purchase of securities on an exchange or from another person at price $ 4.59 per share. | 02 May 2023 | 100 | 36,100 (0%) | 0% | 4.6 | 459 | Common Stock |
| Bess Wills | Director | Purchase of securities on an exchange or from another person at price $ 4.60 per share. | 02 May 2023 | 4,800 | 41,000 (0%) | 0% | 4.6 | 22,075 | Common Stock |
| Bess Wills | Director | Purchase of securities on an exchange or from another person at price $ 4.58 per share. | 02 May 2023 | 100 | 36,200 (0%) | 0% | 4.6 | 458 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 02 May 2023 | 1,000 | 16,400 (0%) | 0% | 4.8 | 4,780 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 5.52 per share. | 13 Mar 2023 | 1,000 | 15,400 (0%) | 0% | 5.5 | 5,520 | Common Stock |
| Patricia W. Eby | Director | Purchase of securities on an exchange or from another person at price $ 5.44 per share. | 13 Mar 2023 | 199 | 17,599 (0%) | 0% | 5.4 | 1,083 | Common Stock |
| Patricia W. Eby | Director | Purchase of securities on an exchange or from another person at price $ 5.46 per share. | 13 Mar 2023 | 680 | 18,400 (0%) | 0% | 5.5 | 3,713 | Common Stock |
| Patricia W. Eby | Director | Purchase of securities on an exchange or from another person at price $ 5.45 per share. | 13 Mar 2023 | 121 | 17,720 (0%) | 0% | 5.4 | 659 | Common Stock |
| Larry A. Hoff | Director | Purchase of securities on an exchange or from another person at price $ 6.97 per share. | 07 Nov 2022 | 500 | 2,253 (0%) | 0% | 7.0 | 3,484 | Common Stock |
| Larry A. Hoff | Director | Purchase of securities on an exchange or from another person at price $ 6.98 per share. | 07 Nov 2022 | 2,068 | 8,800 (0%) | 0% | 7.0 | 14,435 | Common Stock |
| Larry A. Hoff | Director | Purchase of securities on an exchange or from another person at price $ 6.95 per share. | 07 Nov 2022 | 3,600 | 6,732 (0%) | 0% | 7.0 | 25,020 | Common Stock |
| Larry A. Hoff | Director | Purchase of securities on an exchange or from another person at price $ 6.98 per share. | 07 Nov 2022 | 1,753 | 1,753 (0%) | 0% | 7.0 | 12,236 | Common Stock |
| Larry A. Hoff | Director | Purchase of securities on an exchange or from another person at price $ 6.91 per share. | 07 Nov 2022 | 300 | 2,553 (0%) | 0% | 6.9 | 2,073 | Common Stock |
| Larry A. Hoff | Director | Purchase of securities on an exchange or from another person at price $ 6.97 per share. | 07 Nov 2022 | 500 | 3,132 (0%) | 0% | 7.0 | 3,485 | Common Stock |
| Larry A. Hoff | Director | Purchase of securities on an exchange or from another person at price $ 6.90 per share. | 07 Nov 2022 | 79 | 2,632 (0%) | 0% | 6.9 | 545 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 6.75 per share. | 03 Nov 2022 | 1,500 | 6,700 (0%) | 0% | 6.8 | 10,125 | Common Stock |
| Kevin J. Lycklama | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 28,229 | 302,441 (1%) | 0% | 0 | Common Stock | |
| Kevin J. Lycklama | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 6,273 | 274,212 (1%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 1,868 | 42,561 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 5,605 | 48,166 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 5,793 | 52,943 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 1,931 | 47,150 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 1,934 | 33,270 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 5,801 | 39,071 (0%) | 0% | 0 | Common Stock | |
| Tracie Jellison | EVP/CRBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 5,179 | 6,905 (0%) | 0% | 0 | Common Stock | |
| Tracie Jellison | EVP/CRBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 1,726 | 1,726 (0%) | 0% | 0 | Common Stock | |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 6.59 per share. | 19 May 2022 | 1,000 | 14,400 (0%) | 0% | 6.6 | 6,590 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 7.36 per share. | 03 Feb 2022 | 1,000 | 13,400 (0%) | 0% | 7.4 | 7,360 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 7.36 per share. | 03 Feb 2022 | 2,700 | 5,200 (0%) | 0% | 7.4 | 19,872 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 7.50 per share. | 13 Dec 2021 | 500 | 2,500 (0%) | 0% | 7.5 | 3,750 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 7.60 per share. | 06 Aug 2021 | 1,000 | 2,000 (0%) | 0% | 7.6 | 7,597 | Common Stock |
| Kim Capeloto | President/CBO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 26 Jul 2021 | 6,000 | 184,436 (0%) | 0% | 2.8 | 16,680 | Common Stock |
| Kim Capeloto | President/CBO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2021 | 6,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Kevin J. Lycklama | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 24,569 | 265,773 (1%) | 0% | 0 | Common Stock | |
| Kevin J. Lycklama | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 5,460 | 241,204 (1%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 5,544 | 182,649 (0%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 1,848 | 177,105 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 4,878 | 39,720 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 1,626 | 34,842 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 1,681 | 37,528 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 5,042 | 42,570 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 1,683 | 25,752 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 5,049 | 30,801 (0%) | 0% | 0 | Common Stock | |
| John A. Karas | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 15 Mar 2021 | 6,000 | 26,098 (0%) | 0% | 2.8 | 16,680 | Common Stock |
| John A. Karas | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Mar 2021 | 6,000 | 0 | - | - | Stock Options (Right to Buy) | |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 6.45 per share. | 24 Feb 2021 | 900 | 1,000 (0%) | 0% | 6.4 | 5,804 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 6.42 per share. | 24 Feb 2021 | 77 | 100 (0%) | 0% | 6.4 | 494 | Common Stock |
| Stacey Graham | Director | Purchase of securities on an exchange or from another person at price $ 6.39 per share. | 24 Feb 2021 | 23 | 23 (0%) | 0% | 6.4 | 147 | Common Stock |
| Patricia W. Eby | Director | Purchase of securities on an exchange or from another person at price $ 5.61 per share. | 17 Feb 2021 | 200 | 17,200 (0%) | 0% | 5.6 | 1,122 | Common Stock |
| Patricia W. Eby | Director | Purchase of securities on an exchange or from another person at price $ 5.66 per share. | 17 Feb 2021 | 200 | 17,400 (0%) | 0% | 5.7 | 1,133 | Common Stock |
| Patrick Sheaffer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 6,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Patrick Sheaffer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 16 Dec 2020 | 6,000 | 672,375 (2%) | 0% | 2.8 | 16,680 | Common Stock |
| Steven P. Plambeck | EVP/CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.79 per share. | 11 Dec 2020 | 3,000 | 20,591 (0%) | 0% | 2.8 | 8,370 | Common Stock |
| Steven P. Plambeck | EVP/CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2020 | 3,000 | 1,511 | - | - | Stock Option (Right to Buy) | |
| John A. Karas | Director | Sale of securities on an exchange or to another person at price $ 5.05 per share. | 03 Dec 2020 | 30,367 | 50,098 (0%) | 0% | 5.0 | 153,353 | Common Stock |
| John A. Karas | Director | Sale of securities on an exchange or to another person at price $ 5.28 per share. | 03 Dec 2020 | 23,700 | 26,098 (0%) | 0% | 5.3 | 125,136 | Common Stock |
| John A. Karas | Director | Sale of securities on an exchange or to another person at price $ 5.35 per share. | 03 Dec 2020 | 300 | 49,798 (0%) | 0% | 5.4 | 1,605 | Common Stock |
| John A. Karas | Director | Sale of securities on an exchange or to another person at price $ 5.10 per share. | 03 Dec 2020 | 100 | 80,465 (0%) | 0% | 5.1 | 510 | Common Stock |
| Kevin J. Lycklama | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 8,633 | 194,912 (0%) | 0% | 0 | Common Stock | |
| Kevin J. Lycklama | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 38,849 | 233,761 (1%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 3,084 | 155,762 (0%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 9,253 | 165,015 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 2,585 | 24,267 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 7,755 | 32,022 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 7,650 | 33,537 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 2,550 | 25,887 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 7,803 | 20,598 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2020 | 2,601 | 12,795 (0%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CBO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jun 2020 | 5,000 | 6,000 | - | - | Stock Option (Right to Buy) | |
| Kim Capeloto | EVP/CBO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.97 per share. | 04 Jun 2020 | 5,000 | 140,948 (0%) | 0% | 2.0 | 9,850 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 4.87 per share. | 15 May 2020 | 1,189 | 11,589 (0%) | 0% | 4.9 | 5,790 | Common Stock |
| Bradley J. Carlson | Director | Purchase of securities on an exchange or from another person at price $ 4.85 per share. | 15 May 2020 | 811 | 12,400 (0%) | 0% | 4.9 | 3,937 | Common Stock |
| Kim Capeloto | EVP/CBO | Purchase of securities on an exchange or from another person at price $ 5.25 per share. | 16 Mar 2020 | 4,975 | 133,948 (0%) | 0% | 5.3 | 26,119 | Common Stock |
| Kim Capeloto | EVP/CBO | Purchase of securities on an exchange or from another person at price $ 4.75 per share. | 16 Mar 2020 | 2,000 | 135,948 (0%) | 0% | 4.8 | 9,500 | Common Stock |
| Kim Capeloto | EVP/CBO | Purchase of securities on an exchange or from another person at price $ 4.90 per share. | 16 Mar 2020 | 2,500 | 128,973 (0%) | 0% | 4.9 | 12,250 | Common Stock |
| David P. Nierenberg | Director | Purchase of securities on an exchange or from another person at price $ 4.90 per share. | 13 Mar 2020 | 13,865 | 130,869 (0%) | 0% | 4.9 | 67,939 | Common Stock |
| David P. Nierenberg | Director | Purchase of securities on an exchange or from another person at price $ 5.05 per share. | 13 Mar 2020 | 16,135 | 117,004 (0%) | 0% | 5.1 | 81,482 | Common Stock |
| Daniel D. Cox | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 5.49 per share. | 12 Mar 2020 | 1,630 | 17,058 (0%) | 0% | 5.5 | 8,947 | Common Stock |
| Daniel D. Cox | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 12 Mar 2020 | 2,000 | 15,428 (0%) | 0% | 5.5 | 11,000 | Common Stock |
| David Lam | EVP/CFO | Purchase of securities on an exchange or from another person at price $ 4.75 per share. | 12 Mar 2020 | 2,000 | 19,854 (0%) | 0% | 4.8 | 9,500 | Common Stock |
| Gerald L. Nies | Director | Purchase of securities on an exchange or from another person at price $ 5.81 per share. | 11 Mar 2020 | 3,170 | 168,692 (0%) | 0% | 5.8 | 18,415 | Common Stock |
| Jerry C. Olson | Director | Purchase of securities on an exchange or from another person at price $ 6.60 per share. | 04 Mar 2020 | 3,000 | 29,476 (0%) | 0% | 6.6 | 19,808 | Common Stock |
| Kevin J. Lycklama | President/CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.84 per share. | 16 Sep 2019 | 12,000 | 182,230 (0%) | 0% | 3.8 | 46,080 | Common Stock |
| Kevin J. Lycklama | President/CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2019 | 12,000 | 6,000 | - | - | Stock Option (Right to Buy) | |
| David Lam | EVP/CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.84 per share. | 16 Sep 2019 | 2,000 | 17,591 (0%) | 0% | 3.8 | 7,680 | Common Stock |
| David Lam | EVP/CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2019 | 2,000 | 1,511 | - | - | Stock Option (Right to Buy) | |
| David P. Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 6.85 per share. | 04 Sep 2019 | 20,000 | 100,879 (0%) | 0% | 6.9 | 137,000 | Common Stock |
| Patrick Sheaffer | Director, Chairman of the Board | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.84 per share. | 19 Aug 2019 | 12,000 | 703,521 (3%) | 0% | 3.8 | 46,080 | Common Stock |
| Patrick Sheaffer | Director, Chairman of the Board | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Aug 2019 | 12,000 | 6,000 | - | - | Stock Option (Right to Buy) | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 7.58 per share. | 14 Aug 2019 | 10,000 | 165,522 (0%) | 0% | 7.6 | 75,783 | Common Stock |
| John A. Karas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.84 per share. | 30 Jul 2019 | 12,000 | 74,565 (0%) | 0% | 3.8 | 46,080 | Common Stock |
| John A. Karas | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jul 2019 | 12,000 | 6,000 | - | - | Stock Option (Right to Buy) | |
| Kevin J. Lycklama | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 4,072 | 156,319 (0%) | 0% | 0 | Common Stock | |
| Kevin J. Lycklama | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 21,078 | 152,247 (0%) | 0% | 0 | Common Stock | |
| Kevin J. Lycklama | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 18,324 | 174,643 (0%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 4,621 | 123,231 (0%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 6,161 | 117,069 (0%) | 0% | 0 | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 1,541 | 118,610 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 1,230 | 13,986 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 4,684 | 12,756 (0%) | 0% | 0 | Common Stock | |
| Daniel D. Cox | EVP/CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 3,689 | 17,675 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 4,213 | 13,640 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 3,381 | 18,148 (0%) | 0% | 0 | Common Stock | |
| David Lam | EVP/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 1,127 | 14,767 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 3,360 | 10,493 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 1,120 | 7,133 (0%) | 0% | 0 | Common Stock | |
| Steven P. Plambeck | EVP/CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 4,072 | 6,013 (0%) | 0% | 0 | Common Stock | |
| Patricia W. Eby | None | Purchase of securities on an exchange or from another person at price $ 7.72 per share. | 13 May 2019 | 16,000 | 16,000 (0%) | 0% | 7.7 | 123,520 | Common Stock |
| Jerry C. Olson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 08 May 2019 | 4,000 | 26,476 (0%) | 0% | 2.8 | 11,120 | Common Stock |
| Jerry C. Olson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2019 | 2,000 | 22,000 | - | - | Stock Options (Right to Buy) | |
| Jerry C. Olson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2019 | 2,000 | 18,000 | - | - | Stock Options (Right to Buy) | |
| Jerry C. Olson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.84 per share. | 08 May 2019 | 2,000 | 22,476 (0%) | 0% | 3.8 | 7,680 | Common Stock |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 12 Mar 2019 | 1,000 | 36,000 (0%) | 0% | 7.8 | 7,797 | Common Stock |
| David Lam | EVP/CFO | Purchase of securities on an exchange or from another person at price $ 7.95 per share. | 04 Dec 2018 | 2,000 | 8,523 (0%) | 0% | 8.0 | 15,900 | Common Stock |
| Bradley J. Carlson | None | Purchase of securities on an exchange or from another person at price $ 8.08 per share. | 03 Dec 2018 | 1,500 | 10,400 (0%) | 0% | 8.1 | 12,113 | Common Stock |
| Daniel D. Cox | EVP/CCO | 06 Nov 2018 | 2,917 | 7,481 (0%) | 0% | 8.5 | 24,882 | Common Stock (401k) | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 8.37 per share. | 31 Oct 2018 | 5,000 | 35,000 (0%) | 0% | 8.4 | 41,869 | Common Stock |
| David P. Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 8.25 per share. | 30 Oct 2018 | 2,600 | 74,684 (0%) | 0% | 8.3 | 21,450 | Common Stock |
| David P. Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 8.25 per share. | 30 Oct 2018 | 905 | 75,589 (0%) | 0% | 8.2 | 7,466 | Common Stock |
| David P. Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 8.27 per share. | 30 Oct 2018 | 5,290 | 80,879 (0%) | 0% | 8.3 | 43,748 | Common Stock |
| Bradley J. Carlson | None | Purchase of securities on an exchange or from another person at price $ 8.31 per share. | 30 Oct 2018 | 600 | 7,000 (0%) | 0% | 8.3 | 4,986 | Common Stock |
| Bradley J. Carlson | None | Purchase of securities on an exchange or from another person at price $ 8.32 per share. | 30 Oct 2018 | 300 | 7,300 (0%) | 0% | 8.3 | 2,496 | Common Stock |
| Bradley J. Carlson | None | Purchase of securities on an exchange or from another person at price $ 8.35 per share. | 30 Oct 2018 | 1,600 | 8,900 (0%) | 0% | 8.4 | 13,360 | Common Stock |
| Gerald L. Nies | None | Sale of securities on an exchange or to another person at price $ 8.54 per share. | 15 Nov 2017 | 9,000 | 152,522 (0%) | 0% | 8.5 | 76,860 | Common Stock |
| Gerald L. Nies | None | Sale of securities on an exchange or to another person at price $ 8.60 per share. | 13 Nov 2017 | 18,000 | 174,300 (0%) | 0% | 8.6 | 154,800 | Common Stock |
| Gerald L. Nies | None | Sale of securities on an exchange or to another person at price $ 8.55 per share. | 13 Nov 2017 | 12,778 | 161,552 (0%) | 0% | 8.6 | 109,252 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.84 per share. | 02 Nov 2017 | 500 | 14,477 (0%) | 0% | 8.8 | 4,418 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.73 per share. | 02 Nov 2017 | 4,065 | 10,412 (0%) | 0% | 8.7 | 35,487 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.82 per share. | 02 Nov 2017 | 1,500 | 4,206 (0%) | 0% | 8.8 | 13,230 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.81 per share. | 02 Nov 2017 | 700 | 5,796 (0%) | 0% | 8.8 | 6,167 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.80 per share. | 02 Nov 2017 | 400 | 6,496 (0%) | 0% | 8.8 | 3,520 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.78 per share. | 02 Nov 2017 | 400 | 6,896 (0%) | 0% | 8.8 | 3,512 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.78 per share. | 02 Nov 2017 | 1,000 | 7,296 (0%) | 0% | 8.8 | 8,780 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.77 per share. | 02 Nov 2017 | 100 | 8 (0%) | 0% | 8.8 | 877 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.77 per share. | 02 Nov 2017 | 500 | 8 (0%) | 0% | 8.8 | 4,385 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.76 per share. | 02 Nov 2017 | 1,216 | 8,896 (0%) | 0% | 8.8 | 10,652 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.75 per share. | 02 Nov 2017 | 100 | 10,112 (0%) | 0% | 8.8 | 875 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.74 per share. | 02 Nov 2017 | 200 | 10,212 (0%) | 0% | 8.7 | 1,748 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.83 per share. | 02 Nov 2017 | 1,319 | 2,977 (0%) | 0% | 8.8 | 11,647 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 7.96 per share. | 09 Aug 2017 | 1,600 | 15,997 (0%) | 0% | 8.0 | 12,728 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 8.01 per share. | 09 Aug 2017 | 183 | 19,977 (0%) | 0% | 8.0 | 1,466 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 7.95 per share. | 09 Aug 2017 | 2,330 | 17,667 (0%) | 0% | 7.9 | 18,517 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 7.96 per share. | 09 Aug 2017 | 70 | 17,597 (0%) | 0% | 8.0 | 557 | Common Stock |
| Richard S. Michalek | EVP/CLO | Sale of securities on an exchange or to another person at price $ 7.96 per share. | 09 Aug 2017 | 1,000 | 14,997 (0%) | 0% | 8.0 | 7,957 | Common Stock |
| Gerald L. Nies | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.64 per share. | 12 May 2017 | 10,000 | 192,300 (0%) | 0% | 3.6 | 36,400 | Common Stock |
| Gerald L. Nies | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 May 2017 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Butler A Christopher | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2017 | 1,000 | 5,000 | - | - | Stock Option (Right to Buy) | |
| Butler A Christopher | Other | Sale of securities on an exchange or to another person at price $ 7.16 per share. | 08 May 2017 | 6,511 | 0 (0%) | 0% | 7.2 | 46,616 | Common Stock |
| Butler A Christopher | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 08 May 2017 | 1,511 | 6,511 (0%) | 0% | 2.8 | 4,201 | Common Stock |
| Butler A Christopher | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.84 per share. | 08 May 2017 | 1,000 | 5,000 (0%) | 0% | 3.8 | 3,840 | Common Stock |
| Butler A Christopher | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. | 08 May 2017 | 4,000 | 4,000 (0%) | 0% | 6.2 | 24,716 | Common Stock |
| Butler A Christopher | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2017 | 1,511 | 6,511 | - | - | Stock Option (Right to Buy) | |
| Butler A Christopher | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2017 | 4,000 | 4,000 | - | - | Stock Option (Right to Buy) | |
| Jerry C. Olson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Nov 2016 | 3,000 | 20,151 | - | - | Common Stock | |
| Jerry C. Olson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Nov 2016 | 3,000 | 16,000 | - | - | Stock Option (Right to Buy) | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2016 | 228 | 58,329 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2016 | 100 | 58,429 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2016 | 45 | 58,101 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2016 | 300 | 58,056 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2016 | 13,655 | 72,084 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 May 2016 | 1,959 | 182,300 | - | - | Common | |
| Kim Capeloto | EVP/CRB Officer | 31 May 2016 | 10,859 | 19,767 | - | - | Common Stock | ||
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 May 2016 | 125 | 40,081 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 May 2016 | 700 | 39,956 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 May 2016 | 17,675 | 57,756 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 100 | 24,056 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 5,200 | 18,200 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 15,000 | 39,056 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 100 | 18,300 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 200 | 39,256 | - | - | Common Stock | |
| David Nierenberg | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 5,656 | 23,956 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2016 | 2,200 | 180,341 | - | - | Common | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 May 2016 | 841 | 178,141 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 May 2016 | 5,000 | 177,300 | - | - | Common Stock | |
| Gary R. Douglass | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Sep 2015 | 16,056 | 33,859 | - | - | Common Stock | |
| Gary R. Douglass | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Sep 2015 | 850 | 49 | - | - | Common Stock | |
| James M. Chadwick | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2015 | 500 | 500 | - | - | Common Stock | |
| Gary R. Douglass | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Sep 2015 | 1,094 | 50,765 | - | - | Common Stock | |
| Gary R. Douglass | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Sep 2015 | 2,000 | 51,859 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 872 | 66,278 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 545 | 66,823 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 200 | 68,444 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 500 | 28,018 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 100 | 68,544 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 1,106 | 67 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 1,362 | 69,906 | - | - | Common Stock | |
| Kim Capeloto | EVP/CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2015 | 315 | 68,244 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 160 | 15,160 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 250 | 15,410 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 400 | 15,810 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 224 | 16,434 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 400 | 16,834 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 900 | 17,734 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 2,007 | 20,160 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 169 | 18,153 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 250 | 17,984 | - | - | Common Stock | |
| Richard S. Michalek | EVP/CLO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2015 | 400 | 16,210 | - | - | Common Stock | |
| Kim Capeloto | EVP, CRBO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2015 | 247 | 27,518 | - | - | Common Stock | |
| Kim Capeloto | EVP, CRB Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 May 2015 | 800 | 27,271 | - | - | Common Stock | |
| Bess Wills | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Mar 2015 | 4,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Bess Wills | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Mar 2015 | 10,000 | 4,000 | - | - | Stock Option (Right to Buy) | |
| Bess Wills | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Mar 2015 | 4,000 | 28,000 | - | - | Common Stock | |
| Bess Wills | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Mar 2015 | 10,000 | 24,000 | - | - | Common Stock | |
| Bradley Carlson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Mar 2015 | 400 | 5,800 | - | - | Common Stock | |
| Bradley Carlson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Mar 2015 | 600 | 6,400 | - | - | Common Stock | |
| Gerald L. Nies | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Feb 2015 | 4,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Gerald L. Nies | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Feb 2015 | 4,000 | 172,300 | - | - | Common Stock | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Feb 2015 | 100 | 10,100 | - | - | Riverview Bancorp Common Stock | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Feb 2015 | 441 | 10,541 | - | - | Riverview Bancorp Common Stock | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Feb 2015 | 1,100 | 11,641 | - | - | Riverview Bancorp Common Stock | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Feb 2015 | 800 | 12,441 | - | - | Riverview Bancorp Common Stock | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Feb 2015 | 1,559 | 14,000 | - | - | Riverview Bancorp Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Sep 2014 | 1,400 | 35,200 | - | - | Common Stock | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2014 | 10,000 | 36,600 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 May 2014 | 5,000 | 168,300 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Mar 2014 | 700 | 69,800 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Mar 2014 | 3,075 | 72,875 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Mar 2014 | 5,693 | 31,606 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Dec 2013 | 12,600 | 60,600 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Dec 2013 | 5,000 | 65,600 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Dec 2013 | 3,500 | 69,100 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Sep 2013 | 62 | 0 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Sep 2013 | 1,700 | 62 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Sep 2013 | 1,000 | 1,765 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Sep 2013 | 3 | 1,762 | - | - | Common Stock | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2013 | 3,000 | 10,000 | - | - | Common Stock | |
| Kim Capeloto | EVP, Marketing & Operations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2013 | 1,279 | 68,451 | - | - | Common Stock | |
| Kim Capeloto | EVP, Marketing & Operations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Aug 2013 | 288 | 66,660 | - | - | Common Stock | |
| Kim Capeloto | EVP, Marketing & Operations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Aug 2013 | 512 | 67,172 | - | - | Common Stock | |
| Edward R. Geiger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 4,000 | 17,000 | - | - | Stock Option (Right to Buy) | |
| Gary R. Douglass | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 4,000 | 17,000 | - | - | Stock Option (right to buy) | |
| John A. Karas | EVP, Trust Co. Chairman/ Pres. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 6,000 | 34,000 | - | - | Stock Option (Right to Buy) | |
| Michael D. Allen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 4,000 | 17,000 | - | - | Stock Option | |
| Patrick Sheaffer | Director, CEO, Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 6,000 | 34,000 | - | - | Stock Option (right to buy) | |
| Ronald A. Wysaske | President, COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 6,000 | 34,000 | - | - | Stock Option (Right to Buy) | |
| James D. Baldovin | EVP, Retail Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 6,000 | 26,000 | - | - | Stock Option (right to buy) | |
| Jerry C. Olson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 4,000 | 19,000 | - | - | Stock Option (Right to Buy) | |
| Kevin J. Lycklama | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 6,000 | 23,000 | - | - | Stock Option (right to buy) | |
| Gerald L. Nies | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 4,000 | 14,000 | - | - | Stock Option (Right to Buy) | |
| Butler A Christopher | SVP, Trust Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 1,511 | 10,511 | - | - | Stock Option (Right to Buy) | |
| Miller W Scott | SVP, Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 1,511 | 14,511 | - | - | Stock Option (right to buy) | |
| Holland L Krista | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 1,511 | 14,511 | - | - | Stock Option (right to buy) | |
| Kim Capeloto | EVP, Marketing and Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 6,000 | 11,000 | - | - | Stock Option (right to buy) | |
| Bess Wills | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 4,000 | 14,000 | - | - | Stock Option (right to buy) | |
| Richard S. Michalek | EVP, Lending Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2013 | 6,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Mar 2013 | 10,000 | 48,000 | - | - | Common Stock | |
| Kim Capeloto | EVP Marketing and Operations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Mar 2013 | 10,000 | 66,372 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Mar 2013 | 4,500 | 2,765 | - | - | Common Stock | |
| Edward R. Geiger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Mar 2013 | 2,520 | 27,593 | - | - | Riverview Bancorp Common Stock | |
| Edward R. Geiger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Feb 2013 | 4,565 | 25,073 | - | - | Common Stock | |
| Butler A Christopher | SVP, Trust Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Feb 2013 | 3,449 | 0 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2012 | 10,000 | 38,000 | - | - | Common Stock | |
| Richard S. Michalek | EVP, Chief Lending Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Dec 2012 | 10,636 | 10,636 | - | - | Common Stock | |
| Richard S. Michalek | EVP, Chief Lending Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Dec 2012 | 4,364 | 15,000 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 May 2012 | 4,500 | 31,798 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 May 2012 | 306 | 15,507 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Feb 2012 | 632 | 20,556 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Dec 2011 | 2,765 | 27,298 | - | - | Common Stock | |
| Kim Capeloto | EVP, Marketing and Operations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Dec 2011 | 2,000 | 56,372 | - | - | Common Stock | |
| Bess Wills | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2011 | 2,000 | 7,000 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Dec 2011 | 7,000 | 26,700 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Dec 2011 | 100 | 26,600 | - | - | Common Stock | |
| Patrick Sheaffer | CEO, Chairman of the Board | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Dec 2011 | 11,061 | 635,017 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Dec 2011 | 2,000 | 17,151 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Nov 2011 | 2,731 | 33,700 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2011 | 1,000 | 28,720 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2011 | 3,000 | 25,720 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2011 | 1,187 | 24,533 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Aug 2011 | 3,000 | 29,720 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Jun 2011 | 2,000 | 32,720 | - | - | Common Stock | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 17 Jun 2011 | 1,813 | 34,720 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Jun 2011 | 1,000 | 162,688 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Jun 2011 | 612 | 163,300 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Jun 2011 | 900 | 161,688 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2011 | 10,600 | 160,788 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Jun 2011 | 16,400 | 146,900 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Jun 2011 | 3,288 | 150,188 | - | - | Common Stock | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2011 | 800 | 35,611 | - | - | Common Stock, par value $0.01 per share | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2011 | 820 | 36,431 | - | - | Common Stock, par value $0.01 per share | |
| David A. Dahlstrom | EVP. Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 May 2011 | 500 | 37,133 | - | - | Common Stock | |
| David A. Dahlstrom | EVP. Chief Credit Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 May 2011 | 600 | 36,533 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2010 | 200 | 124,200 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2010 | 1,500 | 125,700 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2010 | 500 | 126,200 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2010 | 3,300 | 129,500 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Nov 2010 | 1,000 | 130,500 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2010 | 5,000 | 124,000 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Nov 2010 | 5,000 | 14,000 | - | - | Common Stock | |
| Kim Capeloto | Executive Vice President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Sep 2010 | 5,945 | 54,317 | - | - | Common Stock | |
| Kim Capeloto | Executive Vice President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Sep 2010 | 55 | 54,372 | - | - | Common Stock | |
| Kim Capeloto | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Sep 2010 | 5,000 | 5,000 | - | - | Stock Option | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Jul 2010 | 105,000 | 119,000 | - | - | Common Stock, $0.01 par value | |
| Edward R. Geiger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 10,000 | 20,508 | - | - | Common Stock | |
| Gary R. Douglass | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 5,555 | 53,859 | - | - | Common Stock | |
| John A. Karas | EVP/Trust Co. Chairman/Pres. | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 1,000 | 57,020 | - | - | Riverview Bancorp common stock | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 9,611 | 34,811 | - | - | Common Stock | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 9,611 | 44,422 | - | - | Common Stock | |
| Patrick Sheaffer | Chairman/CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 55,555 | 687,284 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 100,000 | 369,253 | - | - | Common Stock | |
| Ronald A. Wysaske | President / COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 27,778 | 208,373 | - | - | Riverview Bancorp common stock | |
| David A. Dahlstrom | EVP/Chief Credit Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 12,000 | 37,633 | - | - | Riverview Bancorp common stock | |
| James D. Baldovin | EVP/Retail Banking | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 1,000 | 14,711 | - | - | Riverview Bancorp common stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 2,000 | 15,151 | - | - | Common Stock | |
| Kevin J. Lycklama | EVP/CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2010 | 20,000 | 34,160 | - | - | Riverview Bancorp common stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2010 | 1,976 | 6,976 | - | - | Common Stock | |
| Gerald L. Nies | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2010 | 2,024 | 9,000 | - | - | Common Stock | |
| Paul L. Runyan | None | 31 Mar 2010 | 3,250 | 269,253 | - | - | Common Stock | ||
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Mar 2010 | 250 | 25,200 | - | - | Common Stock, par value $0.01 per share | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2010 | 700 | 258,077 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2010 | 700 | 258,777 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2010 | 626 | 259,403 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2010 | 6,600 | 266,003 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2010 | 500 | 256,077 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2010 | 74 | 256,577 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2010 | 700 | 257,277 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2010 | 100 | 257,377 | - | - | Common Stock | |
| Gerald L. Nies | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2009 | 10,000 | 10,000 | - | - | Stock Options | |
| Edward R. Geiger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 5,000 | 13,000 | - | - | Stock Option (Right to Buy) | |
| Gary R. Douglass | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 5,000 | 13,000 | - | - | Stock Option (Right to Buy) | |
| John A. Karas | President, Trust | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 12,000 | 28,000 | - | - | Stock Option (Right to Buy) | |
| Michael D. Allen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 5,000 | 13,000 | - | - | Stock Option (Right to Buy) | |
| Patrick Sheaffer | CEO, Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 12,000 | 28,000 | - | - | Stock Option (Right to Buy) | |
| Paul L. Runyan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 5,000 | 13,000 | - | - | Stock Option (Right to Buy) | |
| Ronald A. Wysaske | President, COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 12,000 | 28,000 | - | - | Stock Option (Right to Buy) | |
| David A. Dahlstrom | EVP, Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 12,000 | 48,000 | - | - | Stock Option (Right to Buy) | |
| James D. Baldovin | EVP, Retail Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 12,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Jerry C. Olson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 5,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Kevin J. Lycklama | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 12,000 | 17,000 | - | - | Stock Option (Right to Buy) | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Sep 2009 | 100 | 7,100 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Sep 2009 | 500 | 7,600 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Sep 2009 | 400 | 8,000 | - | - | Common Stock | |
| Butler A Christopher | SVP, Trust Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 1,000 | 9,000 | - | - | Stock Option (Right to Buy) | |
| Miller W Scott | SVP, Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 1,000 | 13,000 | - | - | Stock Option (Right to Buy) | |
| Holland L Krista | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2009 | 1,000 | 13,000 | - | - | Stock Option (Right to Buy) | |
| Edward R. Geiger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Sep 2009 | 2,000 | 10,308 | - | - | Common Stock | |
| Edward R. Geiger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Sep 2009 | 200 | 10,508 | - | - | Common Stock | |
| Miller W Scott | Senior Vice President | 30 Jan 2009 | 2,941 | 7,955 | - | - | Common Stock | ||
| David A. Dahlstrom | EVP/CCO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 15 Jan 2009 | 1,100 | 23,787 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Jan 2009 | 1,100 | 24,887 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Dec 2008 | 1 | 256,003 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Dec 2008 | 100 | 12,114 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Dec 2008 | 900 | 13,014 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Nov 2008 | 1,000 | 12,014 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2008 | 100 | 256,002 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Oct 2008 | 300 | 1,100 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Oct 2008 | 800 | 10,814 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Oct 2008 | 200 | 11,014 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Oct 2008 | 100 | 100 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/CCO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Oct 2008 | 700 | 800 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Oct 2008 | 1,000 | 10,014 | - | - | Common Stock | |
| Butler A Christopher | Senior VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Sep 2008 | 4,000 | 8,000 | - | - | Stock Option | |
| Miller W Scott | SVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Sep 2008 | 4,000 | 12,000 | - | - | Stock Options | |
| Holland L Krista | SVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Sep 2008 | 4,000 | 12,000 | - | - | Stock Options | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2008 | 2,900 | 2,900 | - | - | Common Stock | |
| Kevin J. Lycklama | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2008 | 4,100 | 7,000 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Jul 2008 | 500 | 34,850 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Jul 2008 | 9,400 | 25,450 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Jul 2008 | 100 | 25,350 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Jul 2008 | 400 | 24,950 | - | - | Common Stock | |
| Ronald A. Wysaske | Director, President/COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Jul 2008 | 9,150 | 84,398 | - | - | Common Stock | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Jul 2008 | 1,092 | 35,470 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Jul 2008 | 10,000 | 255,902 | - | - | Common Stock | |
| Miller W Scott | Sr. Vice President | 18 Jul 2008 | 2,123 | 4,229 | - | - | Common Stock | ||
| Patrick Sheaffer | Director, Chairman & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jul 2008 | 1,625 | 553,773 | - | - | Common Stock | |
| David A. Dahlstrom | EVP/CCO | 17 Jul 2008 | 8,554 | 12,452 | - | - | Common Stock | ||
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jul 2008 | 1,000 | 9,014 | - | - | Common Stock | |
| Butler A Christopher | Sr. Vice President | 17 Jul 2008 | 2,233 | 4,947 | - | - | Common Stock | ||
| Kevin J. Lycklama | Chief Financial Officer | 29 May 2008 | 2,406 | 2,806 | - | - | Common Stock | ||
| John A. Karas | Executive VP | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 May 2008 | 1,000 | 38,420 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2008 | 1,000 | 8,014 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2008 | 1,000 | 245,902 | - | - | Common Stock | |
| John A. Karas | EVP | 02 May 2008 | 11,183 | 14,616 | - | - | Common Stock | ||
| Kevin J. Lycklama | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2008 | 5,000 | 5,000 | - | - | Stock Option (Right to Buy) | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Feb 2008 | 1,000 | 7,014 | - | - | Common Stock | |
| Ronald A. Wysaske | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Dec 2007 | 19,781 | 184,120 | - | - | Common Stock | |
| Ronald A. Wysaske | President & COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 05 Dec 2007 | 10,658 | 173,462 | - | - | Common Stock | |
| Ronald A. Wysaske | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Dec 2007 | 19,781 | 35,780 | - | - | Stock Options | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2007 | 1,468 | 34,378 | - | - | Common Stock | |
| Ronald L. Dobyns | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Oct 2007 | 2,000 | 14,312 | - | - | Common Stock | |
| Ronald L. Dobyns | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Oct 2007 | 2,000 | 10,000 | - | - | Option to Buy Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 100 | 15,100 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 200 | 14,900 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 200 | 14,700 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 100 | 14,600 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 997 | 13,603 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 2,000 | 11,603 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 500 | 11,103 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 800 | 10,303 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Oct 2007 | 2,103 | 8,200 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Oct 2007 | 1,000 | 6,014 | - | - | Common Stock | |
| Jerry C. Olson | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Jul 2007 | 1,000 | 5,014 | - | - | Common Stock | |
| Jerry C. Olson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2007 | 10,000 | 10,000 | - | - | Stock Options | |
| Michael D. Allen | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Jun 2007 | 20,000 | 8,000 | - | - | Stock Options | |
| Michael D. Allen | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Jun 2007 | 20,000 | 35,846 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2007 | 1,000 | 244,902 | - | - | Common Stock | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 May 2007 | 379 | 15,847 | - | - | Common Stock | |
| Michael D. Allen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 May 2007 | 1 | 15,846 | - | - | Common Stock | |
| Edward R. Geiger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Mar 2007 | 440 | 8,308 | - | - | Common Stock | |
| Phyllis J. Kreibich | Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2007 | 4,000 | 0 | - | - | Stock Option (right to buy) | |
| Phyllis J. Kreibich | Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2007 | 4,000 | 15,822 | - | - | Common Stock | |
| Phyllis J. Kreibich | Corporate Secretary | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Mar 2007 | 4,000 | 11,822 | - | - | Common Stock | |
| John A. Karas | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Feb 2007 | 23,000 | 37,420 | - | - | Common Stock | |
| John A. Karas | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Feb 2007 | 23,000 | 16,000 | - | - | Stock Options | |
| Patrick Sheaffer | Chairman of the Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2007 | 82,454 | 16,000 | - | - | Stock Options | |
| Patrick Sheaffer | Chairman of the Board & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2007 | 82,454 | 568,356 | - | - | Common Stock | |
| Patrick Sheaffer | Chairman of the Board & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Feb 2007 | 33,693 | 534,663 | - | - | Common Stock | |
| Paul L. Runyan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jan 2007 | 1,500 | 242,904 | - | - | Common Stock | |
| Edward R. Geiger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Dec 2006 | 4,400 | 7,868 | - | - | Common Stock | |
| Ronald A. Wysaske | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2006 | 19,781 | 170,044 | - | - | Common Stock | |
| Ronald A. Wysaske | President & COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 Dec 2006 | 8,746 | 161,298 | - | - | Common Stock | |
| Ronald A. Wysaske | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2006 | 19,781 | 55,561 | - | - | Stock Options | |
| John A. Karas | Sr. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2006 | 1,000 | 7,510 | - | - | Common Stock | |
| John A. Karas | Sr. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2006 | 1,000 | 19,500 | - | - | Stock Options | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Jun 2006 | 185 | 7,734 | - | - | Common Stock | |
| Terry D. Long | SVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2006 | 1,000 | 5,699 | - | - | Common Stock | |
| Terry D. Long | SVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2006 | 1,000 | 5,000 | - | - | Stock Option (Right to Buy) | |
| Terry D. Long | SVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 5,000 | - | - | Stock Options | |
| Edward R. Geiger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 13,998 | - | - | Stock Options | |
| Gary R. Douglass | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 4,000 | - | - | Stock Options | |
| John A. Karas | Sr. Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 8,000 | 20,500 | - | - | Stock Options | |
| Michael D. Allen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 14,000 | - | - | Stock Options | |
| Patrick Sheaffer | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 8,000 | 49,227 | - | - | Stock Options | |
| Paul L. Runyan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 4,000 | - | - | Stock Options | |
| Robert K. Leick | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 5,998 | - | - | Stock Options | |
| Ronald A. Wysaske | President & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 8,000 | 37,671 | - | - | Stock Options | |
| Ronald L. Dobyns | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 6,000 | - | - | Stock Options | |
| David A. Dahlstrom | EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 8,000 | 18,000 | - | - | Stock Options | |
| James D. Baldovin | SVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 4,000 | 9,000 | - | - | Stock Options | |
| Phyllis J. Kreibich | Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2006 | 2,000 | 2,000 | - | - | Stock Options | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Feb 2006 | 100 | 8,400 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Feb 2006 | 60 | 8,340 | - | - | Common Stock | |
| Robert K. Leick | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Feb 2006 | 140 | 8,200 | - | - | Common Stock | |
| Karen M. Nelson | SVP | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jul 2005 | 500 | 19,546 | - | - | Common Stock | |
| Terry D. Long | SVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jul 2005 | 1,000 | 5,201 | - | - | Stock Option (Right to Buy) | |
| Terry D. Long | SVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jul 2005 | 1,000 | 1,100 | - | - | Common Stock | |
| Gary R. Douglass | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2005 | 1,538 | 24,956 | - | - | Common Stock | |
| Gary R. Douglass | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 May 2005 | 1,538 | 23,418 | - | - | Common Stock | |
| Gary R. Douglass | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2005 | 5,284 | 28,702 | - | - | Common Stock | |
| Gary R. Douglass | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 May 2005 | 5,284 | 23,418 | - | - | Common Stock | |
| Gary R. Douglass | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2005 | 1,538 | 28,702 | - | - | Option to Buy Common Stock | |
| Gary R. Douglass | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2005 | 5,284 | 23,418 | - | - | Option to Buy Common Stock | |
| Michael D. Allen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 May 2005 | 182 | 7,549 | - | - | Common Stock | |
| Gary R. Douglass | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Mar 2005 | 976 | 30,240 | - | - | Option to Buy Common Stock | |
| Gary R. Douglass | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Mar 2005 | 976 | 31,216 | - | - | Common Stock |